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KICJ Research Reports

The Korean Conventional Alternative Dispute Resolution(ADR)System in Criminal Justice 사진
The Korean Conventional Alternative Dispute Resolution(ADR)System in Criminal Justice
  • LanguageKorean
  • Authors Sunghoon An, Seonhye Kim, Jaeu Shim, Gyunseok Jo
  • ISBN978-89-7366-007-0
  • Date December 01, 2013
  • Hit377

Abstract

1. Purpose of the study

The Alternative Dispute Resolution (ADR) system, like criminal reconciliation is not an entirely new method of resolving problems. It was a normal and universal system for handling disputes before a state that represented victims appeared. In many societies including the US, Canada, Australia, New Zealand and Europe, Restorative Justice has been suggested as an alternative to the existing criminal justice system. The criminal reconciliation system in the US and England have showed great development in the past 30 years and it is important to understand that these systems are derived from a customary or conventional ADR system.
The purpose of this study is to discover the conventional ADR system in Korea and find a way to adopt it into the criminal reconciliation program. Unfortunately, there was little data for this study and no prior research. However, there is a lot of data about the conventional ADR systems in China and Japan, that share culture commonalities with Korea. Consequently, in this study I tried to determine the conventional ADR system in Korea and how it can be adopted into the crime reconciliation system by comparing Korea, China and Japan due to their cultural similarities.

2. Comparing conventional ADR systems in the three country

a. Background and necessity of the system.

Let’s first look into the latter part of the Joseon Dynasty. In the late Joseon the state tightly controlled punishment power as such the role of the state in resolving civil and criminal litigation disputes grew. Civil, administrative petitions, reports, etc. were added to the work of the state. So, the need for alternative dispute resolution was sufficient. Moreover, minor incidents would have been presumed to recommend. The same was true in China and Japan. At the time many people were not afraid to sue, despite the general principle of the government to suppress litigation.
However, the proper treatment of a suit would have been difficult for public officials to deal with and therefore these officials would have wanted these cases to be solved with by a method of reconciliation, not a legal suit. In addition, a negative perception of lawsuits in China, Japan and Korea is thought to have contributed to the prence of alternative dispute resolution methods. Korea as a Confucian society has negative view of litigation. This perspective was the same in Japan.
The cases involving the daily lives of people was solved through agreement between the parties, not through involvement of the state. We can assume that the Korean, Chinese and Japanese societies that had common Confucian culture were all reluctant to resolve the conflict with government intervention, and seeked consensus and coordination between the parties.

b. The features and Characteristics of the system

In the context of the above understanding of Korea, China, Japan, the nature of the traditional alternative dispute resolution methods and features are considered to have the following characteristics.
From the historical materials, It is presumed that the system of mediating conflicts and disputes was not at the national level. The procedure and nature of the system is relatively detailed in Japan and China and they seem to have similar nature.
In terms of the alternative methods of dispute resolution, Korea, China, Japan all feature a common mediator from the community to bring the parties to deal with the conflict. The mediator could be an official, but most of the case, it was the elder or community leader from the town.
A common feature of the systems is that elders in the three countries who were considered as virtuous were allowed to be a mediator. This is because this person, who understood town’s circumstances could better play the role of mediator better than an officials who was replaced frequently.

c. Problems and realities of the system

The problems and realities of the dispute resolution systems in the three countries are as follows. First, Korea’s reconciliation(私和) system was not institutionalized in the country, so it is useless to investigate the legislature about the system. However, historical materials state that this method was publicly used in many criminal cases.
In order to overcome negative side effects of reconciliation, the application of this system to cases of murder was banned. If someone broke this rule and mediated such a case, he or she was punished. Despite this, according to other historical data about murder, the reconciliation system was also still often and publicly used. In this context, it can be assumed that reconciliation was done illegally for some crimes.
In the case of Japan, in addition to the side effects, there were some other negative effects like unequal position of the parties or forced reconciliation. They were also showed in China’s system, in an increase in cases where the moderator of the dispute didn’t take a neutral position.
In this context, it is presumed that with governmental pressure to reduce litigation and a social atmosphere in which people didn’t like litigation, but the moderator didn’t take neutral position that reconciliation was forced. In China, due to these abuses of the moderator’s privilege, it was limited and government made people monitor the actions of the moderator, so that the side effects could be solved successfully. I believe the systems of Korea and Japan were also similarly changed.
This is a comparison table of the three countries’ alternative dispute resolution system.
Table image, Comparison table of the three countries' ADR system

3. The implications of the traditional alternative dispute resolution system

Considering the advantages and disadvantages of traditional alternative dispute resolution, I searched for a form of alternative dispute resolution that could be applied in Korea. They are as follows:

a. Linkages with the existing criminal framework

We need to investigate what relationship the traditional ADR system have with the system led by state in the three countries. Then we could know how to introduce the system in a modern context.
First, Let's look at Korea's case. It seems that the reconciliation system was secondary to the country's judicial system. But the traditional ADR system decreased the number of cases and moderator who understood each party helped people resolve problems peacefully.
In other words, the reconciliation system in Korea was not institutionalized but the effect of the system was excellent. The same is true of China and Japan.
However, we need to consider the side issues which can be found in the three countries. The side issues are deciding which crimes to apply ADR to and securing the neutrality of the moderator. To solve this problem, linkages with the existing criminal framework is essential.

b. The need for legislation

Some alternative dispute resolution systems are defined in the law, but some measures are not specified in the law. As discussed above, the reconciliation system in Korea was informal but in China and Japan, it was an official system.
We now live in the society of law and if the system and as such if ADR is not codified in law, many people will be confused. Also, to solve the side effects discussed, legislation is essential.

c. Ensuring procedural rights and agreement of the parties

As discussed above, the traditional methods of alternative dispute resolution in Korea, China, Japan had one great evil that adjustment or arbitration was forced. Therefore, To adopt this system successfully, each parties should be involved voluntarily and all procedures should be considered safe.
In addition, prior to mediation the parties should agree on their rights and the nature of the procedure and moderator needs to explain to the parties the expected result of their decisions and such rights should be guaranteed.

d. Securing objectivity of moderator

As discussed earlier, another problem of the traditional methods of alternative dispute resolution is that it lacks objectivity of the moderator.
This will make adjustment unfair. The most important role of the moderator participating in alternative dispute resolution is to resolve the conflict between the offender and the victim. In the past, local elders took these roles but, nowadays, it is virtually impossible to make someone perform this role. so new mediator ensuring the quality and objectivity needs to be selected.
In order to solve these problems, moderators need education and training for neutral reconciliation and effective mediation. Also, structures and procedures should be established to ensure the qualification of moderators and new system managing these moderator should be installed.

e. Infrastructure construction to introduce ADR system.

As shown earlier, considering our traditional legal sense and culture, ADR system is thought to be settled successfully. The problems are deciding how to ensure objectivity and neutrality and which institution would manage this system effectively.
The amount of litigation has increased and people tend to solve their problems not by reconciliation, but by litigation. In the current environment it is reasonable to suggest that people will not use the ADR system frequently.
Thus, the success of failure of the system defends on promoting and enabling the system. A representative ADR system in our country is criminal mediation in the process of prosecution. Reconciliation at each criminal stage is expected to be introduced in the future and the construction of infrastructure is needed to make this system successful.
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